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Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
-4.36%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$156B
AUM Growth
-$22.4B
Cap. Flow
-$7.93B
Cap. Flow %
-5.08%
Top 10 Hldgs %
50.56%
Holding
10,070
New
1,566
Increased
3,139
Reduced
3,654
Closed
1,547

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$518M
2
MSTR icon
Strategy Inc
MSTR
+$81.2M
3
BABA icon
Alibaba
BABA
+$66.7M
4
AMD icon
Advanced Micro Devices
AMD
+$44.3M
5
UBER icon
Uber
UBER
+$41.3M

Sector Composition

Rank Sector Weight
1 Technology 0.41%
2 Consumer Discretionary 0.22%
3 Healthcare 0.17%
4 Communication Services 0.15%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
ATSG
8351
PUT
DELISTED
Air Transport Services Group
ATSG
$1K ﹤0.01%
14,200
+9,000
+173% +$200K
CUTR
8352
DELISTED
Cutera, Inc.
CUTR
$1K ﹤0.01%
+156,708
New +$62.1K
CMLS
8353
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$1K ﹤0.01%
3,135
-3,030
-49% -$2.19K
CMLS
8354
PUT
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$1K ﹤0.01%
3,600
-4,000
-53% -$2.89K
ML
8355
CALL
DELISTED
MoneyLion Inc.
ML
$1K ﹤0.01%
100
-600
-86% -$52.1K
LUNA
8356
DELISTED
Luna Innovations Incorporated
LUNA
$1K ﹤0.01%
2,700
-8,106
-75% -$13.4K
LUNA
8357
PUT
DELISTED
Luna Innovations Incorporated
LUNA
$1K ﹤0.01%
2,700
-4,400
-62% -$7.26K
SBDS
8358
PUT
DELISTED
Solo Brands Inc
SBDS
$1K ﹤0.01%
18
-217
-92% -$6.65K
AAPB icon
8359
GraniteShares 2x Long AAPL Daily ETF
AAPB
$21.8M
-108
Closed -$3K
AAPU icon
8360
Direxion Daily AAPL Bull 2X ETF
AAPU
$193M
-374
Closed -$14K
AAT
8361
CALL
American Assets Trust
AAT
$1.49B
-2,400
Closed -$63K
ABCB icon
8362
CALL
Ameris Bancorp
ABCB
$5.89B
-400
Closed -$25K
ABCL icon
8363
AbCellera Biologics
ABCL
$1.62B
-6,176
Closed -$17.7K
ABTS icon
8364
Abits Group
ABTS
$3.38M
-160
Closed -$1K
ACCO icon
8365
Acco Brands
ACCO
$369M
-3,077
Closed -$15.1K
ACCO icon
8366
PUT
Acco Brands
ACCO
$369M
-600
Closed -$3K
ACHC icon
8367
Acadia Healthcare
ACHC
$3.17B
-1,697
Closed -$64.7K
ACHV icon
8368
CALL
Achieve Life Sciences
ACHV
$626M
-94,100
Closed -$331K
ACIC icon
8369
American Coastal Insurance
ACIC
$498M
-12,536
Closed -$153K
ACIU icon
8370
AC Immune
ACIU
$227M
$0 ﹤0.01%
+284
New +$715
ACN icon
8371
Accenture
ACN
$89.9B
-2,665
Closed -$941K
ACNT icon
8372
CALL
Ascent Industries
ACNT
$137M
-1,300
Closed -$14K
ACNT icon
8373
Ascent Industries
ACNT
$137M
-215
Closed -$2K
ACNT icon
8374
PUT
Ascent Industries
ACNT
$137M
-2,900
Closed -$32K
ACRS icon
8375
Aclaris Therapeutics
ACRS
$730M
-6,695
Closed -$14.3K

Similar funds

Simplex Trading's Q1 2025 Portfolio in Review

As of Q1 2025, Simplex Trading held 10,070 positions worth $156B, down 13% from $179B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Simplex Trading withdrew a net $7.93B in Q1 2025, closing 1,547 positions and reducing 3,654 holdings. Its most notable exit was Alibaba, an estimated $66.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.41% of assets, down from 0.68% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Simplex Trading opened a new position in iShares 20+ Year Treasury Bond ETF worth $278M.

  • Simplex Trading's largest Q1 2025 buy was iShares 20+ Year Treasury Bond ETF: 3,057,978 shares worth $278M.
  • Simplex Trading added most to NVIDIA in Q1 2025, an estimated $89.9M increase.
  • Simplex Trading's biggest Q1 2025 reduction was Apple, cutting an estimated $518M.
  • Simplex Trading fully exited Alibaba in Q1 2025, selling an estimated $66.7M.
  • Simplex Trading's ten largest holdings make up 51% of its $156B portfolio in Q1 2025.
  • Simplex Trading opened 1,566 new positions and closed 1,547 in Q1 2025.
  • Simplex Trading's portfolio value fell 13% quarter-over-quarter to $156B.

Based on Simplex Trading's 13F filing for Q1 2025, filed 12 May 2025.