We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
-4.36%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$156B
AUM Growth
-$22.4B
Cap. Flow
-$7.93B
Cap. Flow %
-5.08%
Top 10 Hldgs %
50.56%
Holding
10,070
New
1,566
Increased
3,139
Reduced
3,654
Closed
1,547

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$518M
2
MSTR icon
Strategy Inc
MSTR
+$81.2M
3
BABA icon
Alibaba
BABA
+$66.7M
4
AMD icon
Advanced Micro Devices
AMD
+$44.3M
5
UBER icon
Uber
UBER
+$41.3M

Sector Composition

Rank Sector Weight
1 Technology 0.41%
2 Consumer Discretionary 0.22%
3 Healthcare 0.17%
4 Communication Services 0.15%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
PLX icon
8276
PUT
Protalix BioTherapeutics
PLX
$191M
$1K ﹤0.01%
+500
New +$1.19K
PRPL icon
8277
PUT
Purple Innovation
PRPL
$33.2M
$1K ﹤0.01%
92
+16
+21% +$369
PSO icon
8278
Pearson
PSO
$9.78B
$1K ﹤0.01%
88
+18
+26% +$296
PVBC
8279
DELISTED
Provident Bancorp
PVBC
$1K ﹤0.01%
+167
New +$1.95K
PWP icon
8280
CALL
Perella Weinberg Partners
PWP
$1.14B
$1K ﹤0.01%
100
PXLW icon
8281
Pixelworks
PXLW
$38.8M
$1K ﹤0.01%
255
+162
+174% +$1.49K
PYXS icon
8282
PUT
Pyxis Oncology
PYXS
$165M
$1K ﹤0.01%
1,300
-4,000
-75% -$5.34K
QCLN icon
8283
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$633M
$1K ﹤0.01%
+58
New +$1.86K
RAIL icon
8284
PUT
FreightCar America
RAIL
$275M
$1K ﹤0.01%
200
-100
-33% -$950
RANI icon
8285
PUT
Rani Therapeutics
RANI
$95.6M
$1K ﹤0.01%
1,100
+100
+10% +$148
RAPT
8286
CALL
DELISTED
RAPT Therapeutics
RAPT
$1K ﹤0.01%
125
-7,450
-98% -$73.3K
RAVE icon
8287
CALL
RAVE Restaurant Group
RAVE
$44.5M
$1K ﹤0.01%
600
REFI
8288
PUT
Chicago Atlantic Real Estate Finance
REFI
$258M
$1K ﹤0.01%
100
-1,100
-92% -$17.1K
RGP icon
8289
Resources Connection
RGP
$129M
$1K ﹤0.01%
230
-1,958
-89% -$15.2K
RLMD icon
8290
Relmada Therapeutics
RLMD
$544M
$1K ﹤0.01%
+4,482
New +$1.49K
RMAX icon
8291
PUT
RE/MAX Holdings
RMAX
$200M
$1K ﹤0.01%
200
-100
-33% -$953
RXD icon
8292
ProShares UltraShort Health Care
RXD
$3.25M
$1K ﹤0.01%
81
+50
+161% +$1.08K
SCHL icon
8293
CALL
Scholastic
SCHL
$796M
$1K ﹤0.01%
100
SCHR
8294
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.2B
$1K ﹤0.01%
+76
New +$1.86K
SEER icon
8295
CALL
Seer Inc
SEER
$108M
$1K ﹤0.01%
1,000
SEER icon
8296
Seer Inc
SEER
$108M
$1K ﹤0.01%
712
-1,765
-71% -$3.84K
SEER icon
8297
PUT
Seer Inc
SEER
$108M
$1K ﹤0.01%
1,100
SEM
8298
PUT
DELISTED
Select Medical
SEM
$1K ﹤0.01%
+100
New +$1.84K
SGU icon
8299
PUT
Star Group
SGU
$428M
$1K ﹤0.01%
100
SHC icon
8300
Sotera Health
SHC
$4.95B
$1K ﹤0.01%
+134
New +$1.72K

Similar funds

Simplex Trading's Q1 2025 Portfolio in Review

As of Q1 2025, Simplex Trading held 10,070 positions worth $156B, down 13% from $179B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Simplex Trading withdrew a net $7.93B in Q1 2025, closing 1,547 positions and reducing 3,654 holdings. Its most notable exit was Alibaba, an estimated $66.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.41% of assets, down from 0.68% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Simplex Trading opened a new position in iShares 20+ Year Treasury Bond ETF worth $278M.

  • Simplex Trading's largest Q1 2025 buy was iShares 20+ Year Treasury Bond ETF: 3,057,978 shares worth $278M.
  • Simplex Trading added most to NVIDIA in Q1 2025, an estimated $89.9M increase.
  • Simplex Trading's biggest Q1 2025 reduction was Apple, cutting an estimated $518M.
  • Simplex Trading fully exited Alibaba in Q1 2025, selling an estimated $66.7M.
  • Simplex Trading's ten largest holdings make up 51% of its $156B portfolio in Q1 2025.
  • Simplex Trading opened 1,566 new positions and closed 1,547 in Q1 2025.
  • Simplex Trading's portfolio value fell 13% quarter-over-quarter to $156B.

Based on Simplex Trading's 13F filing for Q1 2025, filed 12 May 2025.