Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
801
$307K ﹤0.01%
8,222
-5,635
802
$307K ﹤0.01%
9,325
+8,418
803
$307K ﹤0.01%
+8,565
804
$307K ﹤0.01%
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805
$306K ﹤0.01%
16,307
+2,833
806
$305K ﹤0.01%
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807
$304K ﹤0.01%
8,415
-14,659
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$304K ﹤0.01%
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$302K ﹤0.01%
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$297K ﹤0.01%
35,125
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$295K ﹤0.01%
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$295K ﹤0.01%
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$292K ﹤0.01%
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$291K ﹤0.01%
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$290K ﹤0.01%
6,948
-1,727
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$289K ﹤0.01%
88,201
+86,156
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$289K ﹤0.01%
40,822
+4,285
823
$288K ﹤0.01%
+10,482
824
$288K ﹤0.01%
7,090
-78,006
825
$287K ﹤0.01%
23,488
+18,039