Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
801
$465K ﹤0.01%
+6,807
802
$465K ﹤0.01%
7,922
-12,792
803
$464K ﹤0.01%
+96,998
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$464K ﹤0.01%
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805
$463K ﹤0.01%
+8,490
806
$463K ﹤0.01%
+2,266
807
$459K ﹤0.01%
48,245
+41,119
808
$457K ﹤0.01%
+2,860
809
$456K ﹤0.01%
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810
$455K ﹤0.01%
28,332
+6,342
811
$454K ﹤0.01%
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812
$454K ﹤0.01%
5,224
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813
$453K ﹤0.01%
+4,219
814
$452K ﹤0.01%
33,410
-84,808
815
$449K ﹤0.01%
75,933
+18,909
816
$449K ﹤0.01%
86,053
-53,826
817
$447K ﹤0.01%
26,160
-53,618
818
$447K ﹤0.01%
56,573
-6,512
819
$447K ﹤0.01%
+80,332
820
$446K ﹤0.01%
5,037
+4,413
821
$445K ﹤0.01%
27,159
-177,704
822
$444K ﹤0.01%
42,450
+25,865
823
$443K ﹤0.01%
6,226
+3,235
824
$443K ﹤0.01%
4,274
-6,303
825
$439K ﹤0.01%
7,987
+7,137