Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
801
$560K ﹤0.01%
2,370
+2,327
802
$557K ﹤0.01%
+6,836
803
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28,810
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$557K ﹤0.01%
55,994
+52,243
805
$554K ﹤0.01%
8,968
+382
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$553K ﹤0.01%
6,515
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807
$552K ﹤0.01%
+20,137
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$551K ﹤0.01%
26,160
+21,213
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$551K ﹤0.01%
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$550K ﹤0.01%
18,601
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811
$550K ﹤0.01%
63,085
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$549K ﹤0.01%
2,209
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$549K ﹤0.01%
1,908
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$546K ﹤0.01%
7,986
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815
$546K ﹤0.01%
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816
$546K ﹤0.01%
100,183
-19,355
817
$545K ﹤0.01%
9,321
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818
$545K ﹤0.01%
44,698
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819
$543K ﹤0.01%
6,754
-17,220
820
$539K ﹤0.01%
4,067
+2,695
821
$538K ﹤0.01%
+5,096
822
$537K ﹤0.01%
+20,342
823
$535K ﹤0.01%
31,792
+14,767
824
$533K ﹤0.01%
11,676
+3,110
825
$531K ﹤0.01%
67,071
-127,784