Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
801
$382K ﹤0.01%
7,618
-23,355
802
$382K ﹤0.01%
65,727
+7,631
803
$381K ﹤0.01%
28,573
+9,012
804
$380K ﹤0.01%
7,706
-347
805
$380K ﹤0.01%
+59,702
806
$379K ﹤0.01%
5,585
-578
807
$379K ﹤0.01%
+3,014
808
$379K ﹤0.01%
+1,985
809
$377K ﹤0.01%
1,888
-11,138
810
$377K ﹤0.01%
+17,087
811
$376K ﹤0.01%
5,077
+2,395
812
$375K ﹤0.01%
16,017
-78,975
813
$375K ﹤0.01%
+3,604
814
$375K ﹤0.01%
64,800
+60,200
815
$374K ﹤0.01%
+153,006
816
$374K ﹤0.01%
+14,721
817
$373K ﹤0.01%
19,898
+113
818
$371K ﹤0.01%
9,123
-49,137
819
$370K ﹤0.01%
32,744
+7,909
820
$369K ﹤0.01%
11,432
+4,870
821
$369K ﹤0.01%
91,818
+54,868
822
$367K ﹤0.01%
+1,186
823
$366K ﹤0.01%
+10,006
824
$365K ﹤0.01%
+6,681
825
$364K ﹤0.01%
+9,059