Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
801
$159K ﹤0.01%
+5,954
802
$159K ﹤0.01%
+2,750
803
$159K ﹤0.01%
+9,446
804
$157K ﹤0.01%
68,054
+66,688
805
$157K ﹤0.01%
1,181
+1,140
806
$157K ﹤0.01%
170
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807
$156K ﹤0.01%
+16,547
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$156K ﹤0.01%
8,323
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809
$156K ﹤0.01%
4,771
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$156K ﹤0.01%
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-41
811
$154K ﹤0.01%
10,329
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812
$154K ﹤0.01%
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813
$154K ﹤0.01%
4,395
+3,954
814
$153K ﹤0.01%
18,718
+8,718
815
$153K ﹤0.01%
2,225
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$153K ﹤0.01%
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817
$152K ﹤0.01%
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818
$151K ﹤0.01%
12,668
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819
$151K ﹤0.01%
4,772
-21,487
820
$150K ﹤0.01%
+15,234
821
$150K ﹤0.01%
35
+5
822
$150K ﹤0.01%
23,682
-31,045
823
$150K ﹤0.01%
11,565
+10,164
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$149K ﹤0.01%
2,700
-55,073
825
$149K ﹤0.01%
1,998
+865