Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
801
$126K ﹤0.01%
2,685
+1,219
802
$126K ﹤0.01%
9,937
+3,597
803
$126K ﹤0.01%
+1,028
804
$126K ﹤0.01%
11,471
-17,059
805
$126K ﹤0.01%
10,194
-44
806
$125K ﹤0.01%
6,632
-8,377
807
$125K ﹤0.01%
+714
808
$125K ﹤0.01%
2,012
-17,367
809
$125K ﹤0.01%
13,420
-159,060
810
$124K ﹤0.01%
+27,624
811
$124K ﹤0.01%
1,600
-13,002
812
$124K ﹤0.01%
41,250
-1,291
813
$124K ﹤0.01%
+6,038
814
$123K ﹤0.01%
+13,954
815
$123K ﹤0.01%
8,900
-13,154
816
$123K ﹤0.01%
+1,802
817
$123K ﹤0.01%
2,738
-35,243
818
$122K ﹤0.01%
6,504
+4,124
819
$122K ﹤0.01%
18,512
-8,781
820
$122K ﹤0.01%
4,183
+3,712
821
$121K ﹤0.01%
3,536
-5,895
822
$121K ﹤0.01%
3,613
+2,982
823
$121K ﹤0.01%
59,048
-36,154
824
$121K ﹤0.01%
1,558
+1,375
825
$120K ﹤0.01%
3,115
+2,615