Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
801
$118K ﹤0.01%
8,112
-26,841
802
$118K ﹤0.01%
+2,274
803
$118K ﹤0.01%
11,383
+6,986
804
$117K ﹤0.01%
20,728
-14,245
805
$117K ﹤0.01%
+40,307
806
$117K ﹤0.01%
+3,972
807
$117K ﹤0.01%
2,113
+1,716
808
$117K ﹤0.01%
+31,900
809
$117K ﹤0.01%
42,356
+18,577
810
$116K ﹤0.01%
+38,752
811
$116K ﹤0.01%
+9,234
812
$116K ﹤0.01%
493
-1,180
813
$115K ﹤0.01%
5,864
-2,706
814
$115K ﹤0.01%
13,076
-17,000
815
$115K ﹤0.01%
+13,100
816
$115K ﹤0.01%
3,643
-52,352
817
$115K ﹤0.01%
42,541
-18,581
818
$114K ﹤0.01%
+5,823
819
$113K ﹤0.01%
11,924
+11,824
820
$113K ﹤0.01%
+4,907
821
$113K ﹤0.01%
6,706
+4,157
822
$112K ﹤0.01%
5,629
+5,455
823
$112K ﹤0.01%
1,690
+1,376
824
$112K ﹤0.01%
1,459
+960
825
$111K ﹤0.01%
+3,527