Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$972M
AUM Growth
+$191M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,560
New
Increased
Reduced
Closed

Top Buys

1 +$50.9M
2 +$25.9M
3 +$25.1M
4
AMZN icon
Amazon
AMZN
+$21.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$18.3M

Top Sells

1 +$17.4M
2 +$11.9M
3 +$9.91M
4
MDVN
MEDIVATION, INC.
MDVN
+$8.62M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$8.15M

Sector Composition

1 Communication Services 15.08%
2 Technology 12.4%
3 Healthcare 11.9%
4 Consumer Discretionary 11.24%
5 Financials 9.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
801
$85K 0.01%
9,959
+260
802
$85K 0.01%
9,198
+8,076
803
$84K 0.01%
5,213
+5,011
804
$83K 0.01%
+7,171
805
$83K 0.01%
+3,643
806
$83K 0.01%
+5,908
807
$83K 0.01%
+6,900
808
$83K 0.01%
40,785
+6,136
809
$83K 0.01%
4,520
+3,229
810
$82K ﹤0.01%
+777
811
$82K ﹤0.01%
14,753
-12,217
812
$82K ﹤0.01%
6,221
+287
813
$81K ﹤0.01%
1,484
-238
814
$81K ﹤0.01%
3,676
-18,920
815
$80K ﹤0.01%
1,709
-861
816
$80K ﹤0.01%
+5,100
817
$80K ﹤0.01%
1,159
-15,390
818
$79K ﹤0.01%
5,011
+4,955
819
$79K ﹤0.01%
+20,861
820
$78K ﹤0.01%
+56
821
$78K ﹤0.01%
10,595
-56
822
$77K ﹤0.01%
+5,303
823
$77K ﹤0.01%
1,742
+960
824
$77K ﹤0.01%
4,404
-6,754
825
$77K ﹤0.01%
+911