Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
776
$288K ﹤0.01%
+1,934
777
$288K ﹤0.01%
21,391
+4,264
778
$286K ﹤0.01%
10,142
+1,017
779
$284K ﹤0.01%
+25,762
780
$283K ﹤0.01%
+7,770
781
$283K ﹤0.01%
+7,841
782
$283K ﹤0.01%
+15,698
783
$281K ﹤0.01%
+10,567
784
$280K ﹤0.01%
94,401
-2,141
785
$279K ﹤0.01%
+2,529
786
$279K ﹤0.01%
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787
$278K ﹤0.01%
+6,867
788
$278K ﹤0.01%
6,944
-56,403
789
$276K ﹤0.01%
24,829
+17,787
790
$275K ﹤0.01%
105,091
-74,133
791
$275K ﹤0.01%
5,579
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792
$274K ﹤0.01%
+5,720
793
$274K ﹤0.01%
36,537
-67,338
794
$273K ﹤0.01%
+2,848
795
$273K ﹤0.01%
4,151
-33,205
796
$271K ﹤0.01%
21,162
-11,657
797
$271K ﹤0.01%
16,775
-13,809
798
$268K ﹤0.01%
49,445
+28,730
799
$267K ﹤0.01%
27,792
+24,645
800
$265K ﹤0.01%
178,187
-212,320