Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
776
$404K ﹤0.01%
+4,781
777
$402K ﹤0.01%
14,189
+12,149
778
$401K ﹤0.01%
+6,560
779
$399K ﹤0.01%
5,077
-17,775
780
$399K ﹤0.01%
+3,798
781
$398K ﹤0.01%
92,447
+8,894
782
$398K ﹤0.01%
+8,750
783
$397K ﹤0.01%
6,954
+4,006
784
$395K ﹤0.01%
12,150
-9,432
785
$395K ﹤0.01%
14,606
+14,546
786
$395K ﹤0.01%
8,417
+5,695
787
$394K ﹤0.01%
41,231
+3,633
788
$393K ﹤0.01%
9,535
+8,645
789
$392K ﹤0.01%
+3,251
790
$390K ﹤0.01%
+1,703
791
$389K ﹤0.01%
5,519
+2,139
792
$389K ﹤0.01%
+4,181
793
$388K ﹤0.01%
9,323
+2,799
794
$388K ﹤0.01%
21,469
+5,509
795
$388K ﹤0.01%
8,486
+2,034
796
$387K ﹤0.01%
+3,519
797
$387K ﹤0.01%
8,412
+6,755
798
$386K ﹤0.01%
12,883
+10,310
799
$384K ﹤0.01%
+24,169
800
$383K ﹤0.01%
9,155
-4,137