Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
776
$172K ﹤0.01%
7,115
+5,716
777
$170K ﹤0.01%
7,805
-6,594
778
$170K ﹤0.01%
2,151
-4,870
779
$169K ﹤0.01%
2,085
-8,205
780
$169K ﹤0.01%
24,202
+21,155
781
$168K ﹤0.01%
+40,764
782
$167K ﹤0.01%
+6,404
783
$167K ﹤0.01%
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784
$167K ﹤0.01%
6,034
-9,404
785
$167K ﹤0.01%
15,782
+12,410
786
$166K ﹤0.01%
7,460
+3,598
787
$165K ﹤0.01%
8,977
-9,683
788
$165K ﹤0.01%
+3,500
789
$164K ﹤0.01%
2,788
-1,483
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$164K ﹤0.01%
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791
$164K ﹤0.01%
+3,411
792
$163K ﹤0.01%
+7,592
793
$163K ﹤0.01%
+2,266
794
$163K ﹤0.01%
5,936
+3,847
795
$163K ﹤0.01%
84,835
-2,345
796
$162K ﹤0.01%
+22,299
797
$162K ﹤0.01%
+13,730
798
$162K ﹤0.01%
+5,701
799
$161K ﹤0.01%
+1,021
800
$161K ﹤0.01%
+3,759