Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
776
$143K ﹤0.01%
+9,283
777
$143K ﹤0.01%
+3,990
778
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1,291
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+702
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$141K ﹤0.01%
2,272
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$141K ﹤0.01%
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-11,336
782
$140K ﹤0.01%
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-175,360
783
$140K ﹤0.01%
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784
$140K ﹤0.01%
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$140K ﹤0.01%
8,380
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786
$138K ﹤0.01%
810
-7,569
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$136K ﹤0.01%
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$134K ﹤0.01%
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$134K ﹤0.01%
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$133K ﹤0.01%
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$133K ﹤0.01%
5,830
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793
$132K ﹤0.01%
4,071
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794
$131K ﹤0.01%
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795
$131K ﹤0.01%
+11,274
796
$130K ﹤0.01%
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797
$130K ﹤0.01%
6,274
+181
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$129K ﹤0.01%
+29,573
799
$129K ﹤0.01%
3,704
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800
$127K ﹤0.01%
9,164
+4,877