We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
-4.36%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$156B
AUM Growth
-$22.4B
Cap. Flow
-$7.93B
Cap. Flow %
-5.08%
Top 10 Hldgs %
50.56%
Holding
10,070
New
1,566
Increased
3,139
Reduced
3,654
Closed
1,547

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$518M
2
MSTR icon
Strategy Inc
MSTR
+$81.2M
3
BABA icon
Alibaba
BABA
+$66.7M
4
AMD icon
Advanced Micro Devices
AMD
+$44.3M
5
UBER icon
Uber
UBER
+$41.3M

Sector Composition

Rank Sector Weight
1 Technology 0.41%
2 Consumer Discretionary 0.22%
3 Healthcare 0.17%
4 Communication Services 0.15%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
OXSQ icon
7851
CALL
Oxford Square Capital
OXSQ
$151M
$3K ﹤0.01%
+1,500
New +$4.04K
PACK icon
7852
CALL
Ranpak Holdings
PACK
$553M
$3K ﹤0.01%
+600
New +$3.94K
PDM
7853
Piedmont Realty Trust
PDM
$1.22B
$3K ﹤0.01%
+520
New +$4.12K
PHX
7854
CALL
DELISTED
PHX Minerals
PHX
$3K ﹤0.01%
+900
New +$3.58K
PLL
7855
PUT
DELISTED
Piedmont Lithium
PLL
$3K ﹤0.01%
500
-27,400
-98% -$219K
PLYM
7856
PUT
DELISTED
Plymouth Industrial REIT
PLYM
$3K ﹤0.01%
+200
New +$3.37K
PNW icon
7857
Pinnacle West Capital
PNW
$12.9B
$3K ﹤0.01%
+37
New +$3.3K
POWW icon
7858
Outdoor Holding Co
POWW
$239M
$3K ﹤0.01%
2,368
-1,453
-38% -$2.25K
PSI icon
7859
Invesco Semiconductors ETF
PSI
$2.44B
$3K ﹤0.01%
+82
New +$4.66K
REE
7860
DELISTED
REE Automotive
REE
$3K ﹤0.01%
1,364
-5,049
-79% -$36.2K
RELL icon
7861
Richardson Electronics
RELL
$261M
$3K ﹤0.01%
308
-173
-36% -$2.25K
REVG
7862
CALL
DELISTED
REV Group
REVG
$3K ﹤0.01%
100
REVG
7863
PUT
DELISTED
REV Group
REVG
$3K ﹤0.01%
100
-200
-67% -$6.48K
RFIL icon
7864
CALL
RF Industries
RFIL
$135M
$3K ﹤0.01%
+800
New +$3.66K
RLJ icon
7865
CALL
RLJ Lodging Trust
RLJ
$1.87B
$3K ﹤0.01%
+500
New +$4.69K
RDNW
7866
CALL
RideNow Group
RDNW
$247M
$3K ﹤0.01%
+1,200
New +$4.94K
RMTI icon
7867
PUT
Rockwell Medical
RMTI
$26.2M
$3K ﹤0.01%
290
-790
-73% -$14.3K
SB icon
7868
CALL
Safe Bulkers
SB
$781M
$3K ﹤0.01%
1,000
-53,200
-98% -$194K
SCLX icon
7869
CALL
Scilex Holding
SCLX
$48.1M
$3K ﹤0.01%
+526
New +$6.61K
SEAT icon
7870
CALL
Vivid Seats
SEAT
$77M
$3K ﹤0.01%
55
-290
-84% -$23.3K
SGDJ icon
7871
CALL
Sprott Junior Gold Miners ETF
SGDJ
$272M
$3K ﹤0.01%
100
-900
-90% -$34.6K
SITC icon
7872
CALL
SITE Centers
SITC
$230M
$3K ﹤0.01%
300
-1,700
-85% -$24.2K
SMPL icon
7873
CALL
Simply Good Foods
SMPL
$904M
$3K ﹤0.01%
+100
New +$3.62K
SPGM icon
7874
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.7B
$3K ﹤0.01%
61
-5
-8% -$322
SPMD icon
7875
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$3K ﹤0.01%
76
+9
+13% +$491

Similar funds

Simplex Trading's Q1 2025 Portfolio in Review

As of Q1 2025, Simplex Trading held 10,070 positions worth $156B, down 13% from $179B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Simplex Trading withdrew a net $7.93B in Q1 2025, closing 1,547 positions and reducing 3,654 holdings. Its most notable exit was Alibaba, an estimated $66.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.41% of assets, down from 0.68% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Simplex Trading opened a new position in iShares 20+ Year Treasury Bond ETF worth $278M.

  • Simplex Trading's largest Q1 2025 buy was iShares 20+ Year Treasury Bond ETF: 3,057,978 shares worth $278M.
  • Simplex Trading added most to NVIDIA in Q1 2025, an estimated $89.9M increase.
  • Simplex Trading's biggest Q1 2025 reduction was Apple, cutting an estimated $518M.
  • Simplex Trading fully exited Alibaba in Q1 2025, selling an estimated $66.7M.
  • Simplex Trading's ten largest holdings make up 51% of its $156B portfolio in Q1 2025.
  • Simplex Trading opened 1,566 new positions and closed 1,547 in Q1 2025.
  • Simplex Trading's portfolio value fell 13% quarter-over-quarter to $156B.

Based on Simplex Trading's 13F filing for Q1 2025, filed 12 May 2025.