We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
-4.36%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$156B
AUM Growth
-$22.4B
Cap. Flow
-$7.93B
Cap. Flow %
-5.08%
Top 10 Hldgs %
50.56%
Holding
10,070
New
1,566
Increased
3,139
Reduced
3,654
Closed
1,547

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$518M
2
MSTR icon
Strategy Inc
MSTR
+$81.2M
3
BABA icon
Alibaba
BABA
+$66.7M
4
AMD icon
Advanced Micro Devices
AMD
+$44.3M
5
UBER icon
Uber
UBER
+$41.3M

Sector Composition

Rank Sector Weight
1 Technology 0.41%
2 Consumer Discretionary 0.22%
3 Healthcare 0.17%
4 Communication Services 0.15%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
CMBT
7751
CALL
CMB.TECH NV
CMBT
$4.57B
$4K ﹤0.01%
500
-2,500
-83% -$25.3K
REKT
7752
DELISTED
Direxion Daily Crypto Industry Bear 1X ETF
REKT
$4K ﹤0.01%
+168
New +$4.02K
LUCK
7753
CALL
Lucky Strike Entertainment
LUCK
$938M
$4K ﹤0.01%
500
-1,300
-72% -$13.6K
RIOX
7754
Defiance Daily Target 2X Long RIOT ETF
RIOX
$21.4M
$4K ﹤0.01%
+220
New +$12.1K
QMFE
7755
PUT
FT Vest Nasdaq-100 Moderate Buffer ETF - February
QMFE
$47.9M
$4K ﹤0.01%
+400
New +$7.73K
IVAC
7756
CALL
DELISTED
Intevac Inc
IVAC
$4K ﹤0.01%
+3,300
New +$12.4K
LICY
7757
PUT
DELISTED
Li-Cycle Holdings Corp.
LICY
$4K ﹤0.01%
13,200
-16,600
-56% -$19.8K
AAAU icon
7758
CALL
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.46B
$3K ﹤0.01%
+100
New +$2.83K
ACT icon
7759
PUT
Enact Holdings
ACT
$6.53B
$3K ﹤0.01%
+100
New +$3.34K
ACWX icon
7760
iShares MSCI ACWI ex US ETF
ACWX
$11.3B
$3K ﹤0.01%
70
AETH icon
7761
Bitwise Ethereum Strategy
AETH
$4.55M
$3K ﹤0.01%
140
-1,100
-89% -$35.5K
AFMD
7762
PUT
DELISTED
Affimed
AFMD
$3K ﹤0.01%
5,000
-1,000
-17% -$1.02K
ALTG icon
7763
PUT
Alta Equipment Group
ALTG
$210M
$3K ﹤0.01%
700
-1,800
-72% -$11.2K
AMH icon
7764
PUT
American Homes 4 Rent
AMH
$12B
$3K ﹤0.01%
100
-1,000
-91% -$35.7K
AMRN
7765
CALL
Amarin Corp
AMRN
$284M
$3K ﹤0.01%
445
-3,500
-89% -$37K
APGE icon
7766
PUT
Apogee Therapeutics
APGE
$10.2B
$3K ﹤0.01%
100
APYX icon
7767
Apyx Medical
APYX
$165M
$3K ﹤0.01%
2,575
-1,192
-32% -$1.64K
AREC icon
7768
American Resources Corp
AREC
$186M
$3K ﹤0.01%
6,611
-741
-10% -$457
ATMU icon
7769
PUT
Atmus Filtration Technologies
ATMU
$4.37B
$3K ﹤0.01%
100
-1,900
-95% -$75K
ATXS
7770
CALL
DELISTED
Astria Therapeutics
ATXS
$3K ﹤0.01%
600
+100
+20% +$700
ATXS
7771
PUT
DELISTED
Astria Therapeutics
ATXS
$3K ﹤0.01%
+600
New +$4.2K
JBIO
7772
Jade Biosciences
JBIO
$1.22B
$3K ﹤0.01%
45
-492
-92% -$43.2K
BCAB icon
7773
BioAtla
BCAB
$5.59M
$3K ﹤0.01%
+189
New +$4.04K
BKU icon
7774
CALL
Bankunited
BKU
$3.38B
$3K ﹤0.01%
100
BPT
7775
CALL
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$3K ﹤0.01%
6,500
-3,100
-32% -$1.76K

Similar funds

Simplex Trading's Q1 2025 Portfolio in Review

As of Q1 2025, Simplex Trading held 10,070 positions worth $156B, down 13% from $179B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Simplex Trading withdrew a net $7.93B in Q1 2025, closing 1,547 positions and reducing 3,654 holdings. Its most notable exit was Alibaba, an estimated $66.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.41% of assets, down from 0.68% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Simplex Trading opened a new position in iShares 20+ Year Treasury Bond ETF worth $278M.

  • Simplex Trading's largest Q1 2025 buy was iShares 20+ Year Treasury Bond ETF: 3,057,978 shares worth $278M.
  • Simplex Trading added most to NVIDIA in Q1 2025, an estimated $89.9M increase.
  • Simplex Trading's biggest Q1 2025 reduction was Apple, cutting an estimated $518M.
  • Simplex Trading fully exited Alibaba in Q1 2025, selling an estimated $66.7M.
  • Simplex Trading's ten largest holdings make up 51% of its $156B portfolio in Q1 2025.
  • Simplex Trading opened 1,566 new positions and closed 1,547 in Q1 2025.
  • Simplex Trading's portfolio value fell 13% quarter-over-quarter to $156B.

Based on Simplex Trading's 13F filing for Q1 2025, filed 12 May 2025.