We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
-4.36%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$156B
AUM Growth
-$22.4B
Cap. Flow
-$7.93B
Cap. Flow %
-5.08%
Top 10 Hldgs %
50.56%
Holding
10,070
New
1,566
Increased
3,139
Reduced
3,654
Closed
1,547

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$518M
2
MSTR icon
Strategy Inc
MSTR
+$81.2M
3
BABA icon
Alibaba
BABA
+$66.7M
4
AMD icon
Advanced Micro Devices
AMD
+$44.3M
5
UBER icon
Uber
UBER
+$41.3M

Sector Composition

Rank Sector Weight
1 Technology 0.41%
2 Consumer Discretionary 0.22%
3 Healthcare 0.17%
4 Communication Services 0.15%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
TSL icon
7726
GraniteShares 1.25x Long TSLA Daily ETF
TSL
$9.03M
$4K ﹤0.01%
+408
New +$5.78K
TSQ icon
7727
PUT
Townsquare Media
TSQ
$113M
$4K ﹤0.01%
500
UFI icon
7728
CALL
UNIFI
UFI
$117M
$4K ﹤0.01%
+1,000
New +$5.61K
UFI icon
7729
PUT
UNIFI
UFI
$117M
$4K ﹤0.01%
1,000
UMH
7730
UMH Properties
UMH
$1.32B
$4K ﹤0.01%
226
+220
+3,667% +$4K
USIO icon
7731
Usio Inc
USIO
$53.3M
$4K ﹤0.01%
+3,224
New +$5.82K
USPH icon
7732
US Physical Therapy
USPH
$1.14B
$4K ﹤0.01%
+66
New +$5.54K
VANI icon
7733
CALL
Vivani Medical
VANI
$110M
$4K ﹤0.01%
4,200
VIV icon
7734
PUT
Telefônica Brasil
VIV
$22.4B
$4K ﹤0.01%
500
+300
+150% +$2.57K
VOR icon
7735
Vor Biopharma
VOR
$1.04B
$4K ﹤0.01%
348
+120
+53% +$2.88K
VRA icon
7736
Vera Bradley
VRA
$105M
$4K ﹤0.01%
2,197
-7,032
-76% -$22.7K
VREX icon
7737
CALL
Varex Imaging
VREX
$460M
$4K ﹤0.01%
400
-900
-69% -$11.9K
VRRM icon
7738
PUT
Verra Mobility
VRRM
$615M
$4K ﹤0.01%
+200
New +$4.82K
WASH icon
7739
Washington Trust Bancorp
WASH
$732M
$4K ﹤0.01%
+138
New +$4.37K
WHD icon
7740
Cactus
WHD
$3.83B
$4K ﹤0.01%
+96
New +$5.32K
WLDN icon
7741
PUT
Willdan Group
WLDN
$1.1B
$4K ﹤0.01%
100
WLY icon
7742
John Wiley & Sons Class A
WLY
$2.52B
$4K ﹤0.01%
+90
New +$3.8K
WRAP icon
7743
CALL
Wrap Technologies
WRAP
$94.8M
$4K ﹤0.01%
2,900
+100
+4% +$207
WSR
7744
PUT
DELISTED
Whitestone REIT
WSR
$4K ﹤0.01%
+300
New +$4.13K
XSD icon
7745
State Street SPDR S&P Semiconductor ETF
XSD
$2.78B
$4K ﹤0.01%
+23
New +$5.47K
ZNTL icon
7746
CALL
Zentalis Pharmaceuticals
ZNTL
$308M
$4K ﹤0.01%
2,900
-29,400
-91% -$63.4K
ZYXI
7747
PUT
DELISTED
Zynex
ZYXI
$4K ﹤0.01%
2,000
+1,000
+100% +$6.53K
XDTE icon
7748
Roundhill S&P 500 0DTE Covered Call Strategy ETF
XDTE
$330M
$4K ﹤0.01%
+101
New +$4.92K
BWIN
7749
PUT
Baldwin Insurance Group
BWIN
$2.58B
$4K ﹤0.01%
+100
New +$4.07K
OZEM
7750
Roundhill GLP-1 & Weight Loss ETF
OZEM
$62.6M
$4K ﹤0.01%
+207
New +$5.1K

Similar funds

Simplex Trading's Q1 2025 Portfolio in Review

As of Q1 2025, Simplex Trading held 10,070 positions worth $156B, down 13% from $179B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Simplex Trading withdrew a net $7.93B in Q1 2025, closing 1,547 positions and reducing 3,654 holdings. Its most notable exit was Alibaba, an estimated $66.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.41% of assets, down from 0.68% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Simplex Trading opened a new position in iShares 20+ Year Treasury Bond ETF worth $278M.

  • Simplex Trading's largest Q1 2025 buy was iShares 20+ Year Treasury Bond ETF: 3,057,978 shares worth $278M.
  • Simplex Trading added most to NVIDIA in Q1 2025, an estimated $89.9M increase.
  • Simplex Trading's biggest Q1 2025 reduction was Apple, cutting an estimated $518M.
  • Simplex Trading fully exited Alibaba in Q1 2025, selling an estimated $66.7M.
  • Simplex Trading's ten largest holdings make up 51% of its $156B portfolio in Q1 2025.
  • Simplex Trading opened 1,566 new positions and closed 1,547 in Q1 2025.
  • Simplex Trading's portfolio value fell 13% quarter-over-quarter to $156B.

Based on Simplex Trading's 13F filing for Q1 2025, filed 12 May 2025.