Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
751
$313K ﹤0.01%
+57,210
752
$313K ﹤0.01%
+7,052
753
$312K ﹤0.01%
22,926
+12,305
754
$312K ﹤0.01%
+7,272
755
$311K ﹤0.01%
+574
756
$311K ﹤0.01%
+3,944
757
$310K ﹤0.01%
92,370
-156,674
758
$308K ﹤0.01%
1,137
-2,536
759
$307K ﹤0.01%
15,980
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760
$306K ﹤0.01%
+33,346
761
$305K ﹤0.01%
14,384
-73,736
762
$304K ﹤0.01%
+3,934
763
$304K ﹤0.01%
66,999
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764
$303K ﹤0.01%
808
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765
$303K ﹤0.01%
14,905
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766
$301K ﹤0.01%
47,174
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767
$300K ﹤0.01%
+29,027
768
$300K ﹤0.01%
27,046
-4,847
769
$298K ﹤0.01%
+14,620
770
$298K ﹤0.01%
+17,746
771
$298K ﹤0.01%
17,037
-26,557
772
$294K ﹤0.01%
12,197
-16,333
773
$290K ﹤0.01%
11,479
-16,491
774
$290K ﹤0.01%
32,232
+32,227
775
$289K ﹤0.01%
2,477
-17,030