Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
751
$272K ﹤0.01%
5,175
-43,507
752
$271K ﹤0.01%
30,590
-27,180
753
$271K ﹤0.01%
23,271
+9,609
754
$270K ﹤0.01%
+8,259
755
$268K ﹤0.01%
+6,477
756
$267K ﹤0.01%
5,428
+5,364
757
$267K ﹤0.01%
+1,680
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$264K ﹤0.01%
82,065
+27,471
759
$264K ﹤0.01%
15,076
-10,961
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$264K ﹤0.01%
20,745
-44,450
761
$264K ﹤0.01%
12,117
-25,186
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$263K ﹤0.01%
24,782
-26,174
763
$263K ﹤0.01%
34,997
-31,395
764
$263K ﹤0.01%
3,879
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$262K ﹤0.01%
13,957
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766
$262K ﹤0.01%
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$261K ﹤0.01%
8,805
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$261K ﹤0.01%
4,800
-13,667
769
$261K ﹤0.01%
2,512
-23,639
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$260K ﹤0.01%
2,295
+2,253
771
$259K ﹤0.01%
5,512
-3,367
772
$259K ﹤0.01%
34,895
+6,800
773
$257K ﹤0.01%
6,525
-2,762
774
$257K ﹤0.01%
27,999
+8,071
775
$256K ﹤0.01%
819
-1,629