Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
751
$631K ﹤0.01%
23,338
-3,329
752
$631K ﹤0.01%
31,581
+10,719
753
$630K ﹤0.01%
16,741
-23,252
754
$628K ﹤0.01%
+7,322
755
$628K ﹤0.01%
156,687
+3,681
756
$626K ﹤0.01%
26,285
+4,886
757
$625K ﹤0.01%
10,960
+4,366
758
$624K ﹤0.01%
15,159
-7,718
759
$624K ﹤0.01%
+6,519
760
$621K ﹤0.01%
66,511
-165,476
761
$619K ﹤0.01%
23,319
+17,251
762
$616K ﹤0.01%
6,669
-265
763
$615K ﹤0.01%
1,561
-19,143
764
$614K ﹤0.01%
3,477
-558
765
$614K ﹤0.01%
+11,333
766
$614K ﹤0.01%
40,131
-30,113
767
$612K ﹤0.01%
19,514
+10,589
768
$612K ﹤0.01%
+2,217
769
$609K ﹤0.01%
64,235
+31,491
770
$607K ﹤0.01%
4,409
+54
771
$607K ﹤0.01%
7,309
+1,107
772
$607K ﹤0.01%
6,550
-4,913
773
$605K ﹤0.01%
24,703
-34,371
774
$605K ﹤0.01%
+30,357
775
$604K ﹤0.01%
+6,209