Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
751
$429K ﹤0.01%
356
+174
752
$426K ﹤0.01%
2,846
-10,466
753
$426K ﹤0.01%
2,601
+1,476
754
$425K ﹤0.01%
+43,151
755
$424K ﹤0.01%
7,087
+1,356
756
$423K ﹤0.01%
+68
757
$423K ﹤0.01%
1,345
+712
758
$423K ﹤0.01%
157
+114
759
$423K ﹤0.01%
11,237
+2,754
760
$421K ﹤0.01%
7,399
+3,807
761
$419K ﹤0.01%
+884
762
$419K ﹤0.01%
29,365
-87,246
763
$417K ﹤0.01%
+41,748
764
$416K ﹤0.01%
4,816
+4,666
765
$416K ﹤0.01%
7,831
+6,381
766
$413K ﹤0.01%
+10,987
767
$412K ﹤0.01%
+20,483
768
$411K ﹤0.01%
+3,424
769
$410K ﹤0.01%
1,666
+460
770
$410K ﹤0.01%
+2,932
771
$409K ﹤0.01%
9,096
-15,996
772
$407K ﹤0.01%
54,002
+39,799
773
$405K ﹤0.01%
+10,360
774
$405K ﹤0.01%
3,795
+3,669
775
$405K ﹤0.01%
+15,410