Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
751
$389K ﹤0.01%
+4,318
752
$389K ﹤0.01%
23,798
-6,637
753
$388K ﹤0.01%
18,782
+8,074
754
$386K ﹤0.01%
+2,739
755
$386K ﹤0.01%
48,937
+41,964
756
$386K ﹤0.01%
162,525
+140,080
757
$385K ﹤0.01%
+2,202
758
$385K ﹤0.01%
7,021
-9,044
759
$384K ﹤0.01%
4,743
+600
760
$384K ﹤0.01%
754
+747
761
$384K ﹤0.01%
55,612
-134,590
762
$382K ﹤0.01%
14,895
-19,300
763
$381K ﹤0.01%
8,074
+4,424
764
$381K ﹤0.01%
46,828
+2,480
765
$380K ﹤0.01%
+21,390
766
$378K ﹤0.01%
40,152
+37,023
767
$374K ﹤0.01%
+467
768
$372K ﹤0.01%
6,184
-15,644
769
$371K ﹤0.01%
+1,547
770
$371K ﹤0.01%
+11,049
771
$370K ﹤0.01%
37,861
-41,457
772
$366K ﹤0.01%
27,728
+14,869
773
$365K ﹤0.01%
32,222
+25,413
774
$364K ﹤0.01%
23,090
+22,840
775
$364K ﹤0.01%
32,887
+7,588