Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$286M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,555
New
Increased
Reduced
Closed

Top Buys

1 +$27.1M
2 +$24.7M
3 +$20.1M
4
TWX
Time Warner Inc
TWX
+$18.3M
5
BABA icon
Alibaba
BABA
+$14.8M

Top Sells

1 +$71.9M
2 +$47.7M
3 +$26.3M
4
BA icon
Boeing
BA
+$21M
5
C icon
Citigroup
C
+$19.6M

Sector Composition

1 Consumer Discretionary 15.64%
2 Communication Services 14.16%
3 Technology 12.46%
4 Financials 10.94%
5 Healthcare 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
751
$150K 0.01%
5,584
-2,545
752
$150K 0.01%
+9,337
753
$150K 0.01%
10,354
+4,377
754
$148K 0.01%
24,218
+8,801
755
$147K 0.01%
+7,112
756
$147K 0.01%
33,215
+15,736
757
$147K 0.01%
+2,711
758
$147K 0.01%
+1,006
759
$147K 0.01%
1,115
+395
760
$147K 0.01%
+14,375
761
$146K 0.01%
46,225
+18,125
762
$146K 0.01%
18,101
-9,974
763
$146K 0.01%
+5,400
764
$146K 0.01%
26,242
+19,106
765
$146K 0.01%
2,594
+1,210
766
$145K 0.01%
+3,501
767
$145K 0.01%
3,672
-11,564
768
$144K 0.01%
+6,583
769
$143K 0.01%
4,245
+4,082
770
$142K 0.01%
+835
771
$142K 0.01%
+16,534
772
$142K 0.01%
1,989
+1,861
773
$142K 0.01%
3,185
-7,120
774
$141K 0.01%
1,372
-2,440
775
$141K 0.01%
+10,701