Simplex Trading Portfolio holdings
Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Broadcom
AVGO
|
+$33.7M |
| 2 |
SPDR Gold Trust
GLD
|
+$17.8M |
| 3 |
iShares MSCI Emerging Markets ETF
EEM
|
+$14.3M |
| 4 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$11.9M |
| 5 |
Citigroup
C
|
+$8.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$34.2M |
| 2 |
GMCR
KEURIG GREEN MTN INC
GMCR
|
+$17.9M |
| 3 |
Chipotle Mexican Grill
CMG
|
+$14.7M |
| 4 |
Walt Disney
DIS
|
+$13.3M |
| 5 |
Booking.com
BKNG
|
+$12.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.01% |
| 2 | Technology | 7.86% |
| 3 | Communication Services | 7% |
| 4 | Consumer Discretionary | 5.21% |
| 5 | Healthcare | 4.94% |
Similar funds
Simplex Trading's Q1 2016 Portfolio in Review
As of Q1 2016, Simplex Trading held 7,084 positions worth $1.25B, down 1.8% from $1.28B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Simplex Trading's Q1 2016 filing shows 1,678 new, 2,214 increased, 1,528 reduced and 1,503 closed positions. Its largest new stake was Broadcom: 2,493,400 shares worth $38.5M. The largest sale was Apple, an estimated $34.2M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 52% a quarter earlier, followed by Technology and Communication Services.
- Simplex Trading's largest Q1 2016 buy was Broadcom: 2,493,400 shares worth $38.5M.
- Simplex Trading added most to Citigroup in Q1 2016, an estimated $8.7M increase.
- Simplex Trading's biggest Q1 2016 reduction was Booking.com, cutting an estimated $12.1M.
- Simplex Trading fully exited Apple in Q1 2016, selling an estimated $34.2M.
- Simplex Trading's ten largest holdings make up 17% of its $1.25B portfolio in Q1 2016.
- Simplex Trading opened 1,678 new positions and closed 1,503 in Q1 2016.
- Simplex Trading's portfolio value fell 1.8% quarter-over-quarter to $1.25B.
Based on Simplex Trading's 13F filing for Q1 2016, filed 14 Apr 2016.