We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
-4.36%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$156B
AUM Growth
-$22.4B
Cap. Flow
-$7.93B
Cap. Flow %
-5.08%
Top 10 Hldgs %
50.56%
Holding
10,070
New
1,566
Increased
3,139
Reduced
3,654
Closed
1,547

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$518M
2
MSTR icon
Strategy Inc
MSTR
+$81.2M
3
BABA icon
Alibaba
BABA
+$66.7M
4
AMD icon
Advanced Micro Devices
AMD
+$44.3M
5
UBER icon
Uber
UBER
+$41.3M

Sector Composition

Rank Sector Weight
1 Technology 0.41%
2 Consumer Discretionary 0.22%
3 Healthcare 0.17%
4 Communication Services 0.15%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
DAVA icon
7526
Endava
DAVA
$141M
$5K ﹤0.01%
+259
New +$7.18K
DIVO icon
7527
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.41B
$5K ﹤0.01%
+130
New +$5.38K
DRIO icon
7528
CALL
DarioHealth
DRIO
$57M
$5K ﹤0.01%
+470
New +$6.63K
DSGN icon
7529
PUT
Design Therapeutics
DSGN
$736M
$5K ﹤0.01%
+1,500
New +$7.16K
DSL
7530
PUT
DoubleLine Income Solutions Fund
DSL
$1.21B
$5K ﹤0.01%
400
-300
-43% -$3.8K
EGP icon
7531
EastGroup Properties
EGP
$11.5B
$5K ﹤0.01%
+31
New +$5.39K
EGY icon
7532
PUT
Vaalco Energy
EGY
$594M
$5K ﹤0.01%
1,400
-9,000
-87% -$37.5K
ELEV
7533
DELISTED
Elevation Oncology
ELEV
$5K ﹤0.01%
+19,684
New +$11.2K
ESAB icon
7534
ESAB
ESAB
$5.25B
$5K ﹤0.01%
45
+2
+5% +$244
ESRT icon
7535
Empire State Realty Trust
ESRT
$976M
$5K ﹤0.01%
+652
New +$5.87K
FLGT icon
7536
PUT
Fulgent Genetics
FLGT
$559M
$5K ﹤0.01%
+300
New +$5.11K
FLWS icon
7537
PUT
1-800-Flowers.com
FLWS
$245M
$5K ﹤0.01%
1,000
-4,300
-81% -$31.6K
GAIA icon
7538
PUT
Gaia
GAIA
$47.3M
$5K ﹤0.01%
+1,500
New +$7.03K
GEF icon
7539
Greif
GEF
$4.47B
$5K ﹤0.01%
+91
New +$5.36K
GHM icon
7540
CALL
Graham Corp
GHM
$1.22B
$5K ﹤0.01%
+200
New +$7.59K
GOOX icon
7541
T-Rex 2X Long Alphabet Daily Target ETF
GOOX
$41.1M
$5K ﹤0.01%
297
+2
+0.7% +$58
GPMT
7542
CALL
Granite Point Mortgage Trust
GPMT
$63.7M
$5K ﹤0.01%
2,200
+100
+5% +$285
GREK
7543
Global X MSCI Greece ETF
GREK
$288M
$5K ﹤0.01%
+108
New +$4.67K
HLIT icon
7544
PUT
Harmonic Inc
HLIT
$1.21B
$5K ﹤0.01%
600
-32,100
-98% -$354K
HOFT icon
7545
PUT
Hooker Furnishings Corp
HOFT
$148M
$5K ﹤0.01%
500
-67,300
-99% -$851K
HTBK
7546
PUT
DELISTED
Heritage Commerce
HTBK
$5K ﹤0.01%
600
HYLN icon
7547
Hyliion Holdings
HYLN
$663M
$5K ﹤0.01%
3,932
-45,034
-92% -$89.2K
HZO icon
7548
MarineMax
HZO
$800M
$5K ﹤0.01%
256
-6,388
-96% -$171K
ICAD
7549
PUT
DELISTED
iCAD Inc
ICAD
$5K ﹤0.01%
+2,800
New +$7.12K
INDY icon
7550
iShares S&P India Nifty 50 Index Fund
INDY
$545M
$5K ﹤0.01%
+102
New +$5.04K

Similar funds

Simplex Trading's Q1 2025 Portfolio in Review

As of Q1 2025, Simplex Trading held 10,070 positions worth $156B, down 13% from $179B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Simplex Trading withdrew a net $7.93B in Q1 2025, closing 1,547 positions and reducing 3,654 holdings. Its most notable exit was Alibaba, an estimated $66.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.41% of assets, down from 0.68% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Simplex Trading opened a new position in iShares 20+ Year Treasury Bond ETF worth $278M.

  • Simplex Trading's largest Q1 2025 buy was iShares 20+ Year Treasury Bond ETF: 3,057,978 shares worth $278M.
  • Simplex Trading added most to NVIDIA in Q1 2025, an estimated $89.9M increase.
  • Simplex Trading's biggest Q1 2025 reduction was Apple, cutting an estimated $518M.
  • Simplex Trading fully exited Alibaba in Q1 2025, selling an estimated $66.7M.
  • Simplex Trading's ten largest holdings make up 51% of its $156B portfolio in Q1 2025.
  • Simplex Trading opened 1,566 new positions and closed 1,547 in Q1 2025.
  • Simplex Trading's portfolio value fell 13% quarter-over-quarter to $156B.

Based on Simplex Trading's 13F filing for Q1 2025, filed 12 May 2025.