Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
726
$577K ﹤0.01%
39,600
-114,838
727
$576K ﹤0.01%
+20,280
728
$572K ﹤0.01%
8,924
+6,090
729
$570K ﹤0.01%
9,675
-73,427
730
$567K ﹤0.01%
60,728
-569,819
731
$563K ﹤0.01%
24,904
+2,371
732
$560K ﹤0.01%
13,314
-14,725
733
$558K ﹤0.01%
72,136
-55,955
734
$551K ﹤0.01%
45,096
+7,619
735
$548K ﹤0.01%
6,636
-6,603
736
$547K ﹤0.01%
71,691
+30,592
737
$546K ﹤0.01%
+4,509
738
$545K ﹤0.01%
5,734
+3,234
739
$543K ﹤0.01%
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740
$541K ﹤0.01%
+10,351
741
$541K ﹤0.01%
36,252
+18,301
742
$534K ﹤0.01%
+61,114
743
$533K ﹤0.01%
+141,985
744
$532K ﹤0.01%
+21,408
745
$532K ﹤0.01%
7,352
-24,969
746
$529K ﹤0.01%
+47,800
747
$524K ﹤0.01%
60,932
+60,889
748
$523K ﹤0.01%
+8,570
749
$522K ﹤0.01%
168,090
+65,468
750
$522K ﹤0.01%
+2,951