Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
726
$414K ﹤0.01%
97,370
+20,867
727
$413K ﹤0.01%
30,292
+17,521
728
$411K ﹤0.01%
16,527
+10,265
729
$411K ﹤0.01%
+2,661
730
$411K ﹤0.01%
+4,298
731
$410K ﹤0.01%
6,147
+2,606
732
$408K ﹤0.01%
+2,815
733
$408K ﹤0.01%
20,246
-18,406
734
$406K ﹤0.01%
+3,815
735
$406K ﹤0.01%
5,163
+3,230
736
$405K ﹤0.01%
+7,431
737
$404K ﹤0.01%
+5,783
738
$403K ﹤0.01%
5,583
+3,797
739
$401K ﹤0.01%
+19,986
740
$400K ﹤0.01%
1,922
-187
741
$400K ﹤0.01%
45,220
+36,224
742
$399K ﹤0.01%
19,709
+16,636
743
$399K ﹤0.01%
11,830
-2,342
744
$397K ﹤0.01%
107,213
+223
745
$395K ﹤0.01%
+12,737
746
$394K ﹤0.01%
43,658
+34,367
747
$393K ﹤0.01%
+8,775
748
$392K ﹤0.01%
+8,142
749
$390K ﹤0.01%
99,821
-61,087
750
$390K ﹤0.01%
+949