Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
726
$158K ﹤0.01%
4,697
-3,941
727
$158K ﹤0.01%
4,712
+3,322
728
$157K ﹤0.01%
+1,021
729
$157K ﹤0.01%
272
+40
730
$156K ﹤0.01%
+13,320
731
$156K ﹤0.01%
+1,227
732
$156K ﹤0.01%
13,788
+8,592
733
$155K ﹤0.01%
2,097
-20,793
734
$155K ﹤0.01%
8,067
+6,023
735
$155K ﹤0.01%
+6,570
736
$153K ﹤0.01%
4,426
+2,774
737
$153K ﹤0.01%
9,562
+156
738
$153K ﹤0.01%
+26,340
739
$152K ﹤0.01%
+10,768
740
$151K ﹤0.01%
335
-655
741
$150K ﹤0.01%
1,956
-976
742
$150K ﹤0.01%
+4,413
743
$150K ﹤0.01%
6,093
+1,693
744
$149K ﹤0.01%
2,109
-1,739
745
$149K ﹤0.01%
+5,060
746
$148K ﹤0.01%
4,754
-18,855
747
$148K ﹤0.01%
+6,287
748
$147K ﹤0.01%
4,030
-8,358
749
$147K ﹤0.01%
2,863
-130,126
750
$146K ﹤0.01%
+1,848