Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
726
$155K ﹤0.01%
52,155
-27,011
727
$155K ﹤0.01%
+46,613
728
$155K ﹤0.01%
+10,624
729
$154K ﹤0.01%
+37,658
730
$154K ﹤0.01%
81,677
+34,134
731
$153K ﹤0.01%
27,293
+23,629
732
$153K ﹤0.01%
36,684
+21,936
733
$150K ﹤0.01%
4,608
-65,640
734
$149K ﹤0.01%
+5,343
735
$149K ﹤0.01%
1,684
-22,758
736
$149K ﹤0.01%
5,359
-3,454
737
$148K ﹤0.01%
10,598
+6,008
738
$147K ﹤0.01%
+24,472
739
$147K ﹤0.01%
6,387
-459
740
$146K ﹤0.01%
3,977
+2,780
741
$146K ﹤0.01%
+31,578
742
$145K ﹤0.01%
+3,283
743
$145K ﹤0.01%
+33,910
744
$143K ﹤0.01%
9,652
-2,770
745
$142K ﹤0.01%
2,131
-17,901
746
$140K ﹤0.01%
+4,987
747
$140K ﹤0.01%
+5,516
748
$140K ﹤0.01%
+7,616
749
$139K ﹤0.01%
+9,781
750
$139K ﹤0.01%
11,231
+4,257