Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$286M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,555
New
Increased
Reduced
Closed

Top Buys

1 +$27.1M
2 +$24.7M
3 +$20.1M
4
TWX
Time Warner Inc
TWX
+$18.3M
5
BABA icon
Alibaba
BABA
+$14.8M

Top Sells

1 +$71.9M
2 +$47.7M
3 +$26.3M
4
BA icon
Boeing
BA
+$21M
5
C icon
Citigroup
C
+$19.6M

Sector Composition

1 Consumer Discretionary 15.64%
2 Communication Services 14.16%
3 Technology 12.46%
4 Financials 10.94%
5 Healthcare 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
726
$160K 0.01%
+18,304
727
$160K 0.01%
+199
728
$159K 0.01%
+6,335
729
$159K 0.01%
3,474
-2,777
730
$159K 0.01%
11,195
+8,360
731
$159K 0.01%
7,443
+7,216
732
$158K 0.01%
+5,076
733
$158K 0.01%
93,450
+64,420
734
$158K 0.01%
5,659
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735
$158K 0.01%
3,744
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736
$157K 0.01%
10,115
+8,806
737
$157K 0.01%
+2,309
738
$157K 0.01%
7,248
+7,214
739
$156K 0.01%
+5,390
740
$155K 0.01%
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741
$154K 0.01%
10,320
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$154K 0.01%
7,284
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$153K 0.01%
39,956
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744
$153K 0.01%
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745
$152K 0.01%
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746
$152K 0.01%
13,833
-11,140
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$152K 0.01%
11,231
+11,167
748
$152K 0.01%
11,277
-67,940
749
$151K 0.01%
+3,334
750
$151K 0.01%
5,237
+5,171