Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.43B
AUM Growth
+$219M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,539
New
Increased
Reduced
Closed

Top Buys

1 +$93.9M
2 +$89.5M
3 +$66.7M
4
INTC icon
Intel
INTC
+$60.2M
5
META icon
Meta Platforms (Facebook)
META
+$52.5M

Top Sells

1 +$146M
2 +$109M
3 +$81.8M
4
DIS icon
Walt Disney
DIS
+$80.2M
5
C icon
Citigroup
C
+$55.3M

Sector Composition

1 Technology 19.03%
2 Healthcare 13.86%
3 Consumer Discretionary 12.44%
4 Industrials 8.48%
5 Communication Services 7.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
51
$14.3M 0.01%
265,457
-182,065
52
$13.5M 0.01%
497,130
+444,594
53
$13.4M 0.01%
618,631
+431,256
54
$12.9M 0.01%
+16,975
55
$12.8M 0.01%
964,622
-216,877
56
$12.8M 0.01%
635,458
-1,139,270
57
$12.7M 0.01%
341,197
+295,578
58
$12.7M 0.01%
179,491
+133,687
59
$12.5M 0.01%
+178,309
60
$12.5M 0.01%
79,204
-120,665
61
$12.2M 0.01%
997,615
+434,288
62
$12M 0.01%
+23,854
63
$11.9M 0.01%
55,856
+23,223
64
$11.7M 0.01%
147,237
-27,074
65
$11.7M 0.01%
26,321
+24,953
66
$11.6M 0.01%
+231,474
67
$11.5M 0.01%
+93,023
68
$11.4M 0.01%
238,467
-15,704
69
$11.2M 0.01%
+262,309
70
$11.1M 0.01%
156,360
+2,922
71
$11.1M 0.01%
235,407
+165,003
72
$10.7M 0.01%
1,223,847
+66,549
73
$10.7M 0.01%
29,413
+18,995
74
$10.2M 0.01%
157,148
-170,495
75
$10.1M 0.01%
+73,452