Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,304
New
Increased
Reduced
Closed

Top Sells

1 +$66M
2 +$53.7M
3 +$38.1M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$37.6M
5
AZO icon
AutoZone
AZO
+$28.5M

Sector Composition

1 Technology 20.22%
2 Consumer Discretionary 15.16%
3 Healthcare 10.07%
4 Financials 9.27%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
51
$5.92M 0.33%
24,779
+7,887
52
$5.91M 0.33%
36,439
+23,237
53
$5.86M 0.33%
65,460
+63,870
54
$5.83M 0.33%
14,718
-63,912
55
$5.81M 0.32%
213,585
+35,415
56
$5.79M 0.32%
133,319
+127,398
57
$5.78M 0.32%
105,244
-42,693
58
$5.69M 0.32%
17,713
+17,658
59
$5.69M 0.32%
147,007
+142,327
60
$5.64M 0.32%
66,923
+22,140
61
$5.6M 0.31%
+23,052
62
$5.57M 0.31%
105,110
+87,001
63
$5.55M 0.31%
42,650
-19,019
64
$5.44M 0.3%
35,556
-46,581
65
$5.41M 0.3%
+70,809
66
$5.39M 0.3%
+47,982
67
$5.32M 0.3%
1,343,769
+1,243,948
68
$5.24M 0.29%
101,382
-156,312
69
$5.22M 0.29%
82,740
-33,996
70
$5.15M 0.29%
61,834
+28,743
71
$5.1M 0.29%
41,755
-183,892
72
$5.05M 0.28%
27,851
-10,451
73
$4.98M 0.28%
+243,272
74
$4.98M 0.28%
+29,026
75
$4.97M 0.28%
200,510
+31,336