Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
51
$6.25M 0.01%
37,900
-299,845
52
$6.21M 0.01%
+35,877
53
$6.09M 0.01%
36,824
+30,588
54
$6.06M 0.01%
225,838
+150,227
55
$5.94M 0.01%
+67,402
56
$5.82M 0.01%
49,397
+26,876
57
$5.76M 0.01%
233,000
+90,770
58
$5.75M 0.01%
+23,818
59
$5.68M 0.01%
94,336
+68,002
60
$5.58M 0.01%
+53,522
61
$5.46M 0.01%
121,138
+106,103
62
$5.46M 0.01%
160,447
+158,974
63
$5.31M 0.01%
+67,267
64
$5.14M 0.01%
86,431
+84,339
65
$5.1M 0.01%
+192,166
66
$4.93M 0.01%
111,829
+82,384
67
$4.91M 0.01%
45,353
+39,091
68
$4.84M 0.01%
58,562
+57,418
69
$4.71M 0.01%
+47,137
70
$4.63M 0.01%
62,902
+55,511
71
$4.58M 0.01%
45,560
+35,553
72
$4.44M 0.01%
21,911
+16,514
73
$4.42M 0.01%
315,602
+221,505
74
$4.41M 0.01%
36,326
+27,785
75
$4.4M 0.01%
285,067
+173,574