Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.59B
AUM Growth
+$614M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,544
New
Increased
Reduced
Closed

Top Buys

1 +$38.4M
2 +$23.7M
3 +$23.6M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$21.7M
5
WFC icon
Wells Fargo
WFC
+$20.4M

Top Sells

1 +$21.6M
2 +$17.2M
3 +$13.3M
4
LLY icon
Eli Lilly
LLY
+$9.69M
5
MA icon
Mastercard
MA
+$8.27M

Sector Composition

1 Technology 14.2%
2 Communication Services 13.46%
3 Consumer Discretionary 12.76%
4 Healthcare 12.43%
5 Financials 10.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
51
$5.98M 0.26%
97,398
+78,264
52
$5.86M 0.25%
+74,670
53
$5.78M 0.25%
+55,848
54
$5.76M 0.25%
595,011
+544,865
55
$5.72M 0.25%
+60,018
56
$5.37M 0.23%
+60,732
57
$5.33M 0.23%
40,990
-21,031
58
$5.33M 0.23%
32,128
+7,026
59
$5.22M 0.23%
84,199
+63,289
60
$5.22M 0.23%
21,936
+7,958
61
$5.21M 0.23%
70,319
+38,964
62
$5.07M 0.22%
+27,233
63
$5.02M 0.22%
96,867
+42,605
64
$4.93M 0.21%
+85,949
65
$4.92M 0.21%
86,545
-3,875
66
$4.87M 0.21%
164,086
+79,565
67
$4.85M 0.21%
137,192
-152,541
68
$4.82M 0.21%
43,942
+5,857
69
$4.78M 0.21%
28,528
-23,449
70
$4.68M 0.2%
72,536
+31,492
71
$4.67M 0.2%
7,572
+5,639
72
$4.64M 0.2%
65,669
+53,011
73
$4.61M 0.2%
+121,036
74
$4.58M 0.2%
35,925
+13,252
75
$4.56M 0.2%
81,770
+70,369