Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$501M
AUM Growth
+$20.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,546
New
Increased
Reduced
Closed

Top Buys

1 +$41.4M
2 +$12.3M
3 +$9.89M
4
BABA icon
Alibaba
BABA
+$9.66M
5
INTC icon
Intel
INTC
+$9.11M

Top Sells

1 +$36.8M
2 +$31.2M
3 +$29M
4
AMZN icon
Amazon
AMZN
+$25.6M
5
BIDU icon
Baidu
BIDU
+$12.9M

Sector Composition

1 Communication Services 13.31%
2 Consumer Discretionary 13.07%
3 Healthcare 12.41%
4 Technology 11.91%
5 Financials 8.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
51
$2.03M 0.24%
219
-30
52
$1.95M 0.23%
22,125
+14,920
53
$1.94M 0.23%
17,346
+10,101
54
$1.9M 0.22%
21,626
+20,995
55
$1.87M 0.22%
8,997
-61,931
56
$1.85M 0.22%
+13,449
57
$1.82M 0.21%
+19,018
58
$1.78M 0.21%
+16,969
59
$1.73M 0.2%
8,758
+7,337
60
$1.72M 0.2%
36,405
-3,955
61
$1.7M 0.2%
53,734
+50,988
62
$1.63M 0.19%
55,527
-6,535
63
$1.62M 0.19%
+25,332
64
$1.6M 0.19%
+25,168
65
$1.59M 0.18%
3,514
+2,404
66
$1.56M 0.18%
31,251
+17,164
67
$1.54M 0.18%
52,461
+25,490
68
$1.48M 0.17%
+166,032
69
$1.48M 0.17%
+8,974
70
$1.47M 0.17%
11,650
+6,002
71
$1.45M 0.17%
49,408
-35,028
72
$1.42M 0.16%
12,481
+10,260
73
$1.41M 0.16%
17,583
+14,625
74
$1.39M 0.16%
+17,799
75
$1.38M 0.16%
75,866
+12,613