Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
-$729M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,436
New
Increased
Reduced
Closed

Top Buys

1 +$278M
2 +$84.4M
3 +$76.9M
4
TSM icon
TSMC
TSM
+$74.9M
5
AMZN icon
Amazon
AMZN
+$53.5M

Top Sells

1 +$497M
2 +$73.7M
3 +$49M
4
AMD icon
Advanced Micro Devices
AMD
+$48.1M
5
UBER icon
Uber
UBER
+$41.8M

Sector Composition

1 Technology 22.9%
2 Consumer Discretionary 12.26%
3 Healthcare 9.52%
4 Communication Services 8.42%
5 Financials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
VRN
701
DELISTED
Veren
VRN
$328K ﹤0.01%
49,647
-85,471
SSSS icon
702
SuRo Capital
SSSS
$248M
$326K ﹤0.01%
65,640
+27,672
TALK icon
703
Talkspace
TALK
$571M
$326K ﹤0.01%
127,697
+99,343
TEN
704
Tsakos Energy Navigation Ltd
TEN
$743M
$326K ﹤0.01%
19,160
+15,772
UNIT
705
Uniti Group
UNIT
$1.6B
$325K ﹤0.01%
+64,568
BYRN icon
706
Byrna Technologies
BYRN
$419M
$324K ﹤0.01%
19,299
-9,967
IVR icon
707
Invesco Mortgage Capital
IVR
$551M
$322K ﹤0.01%
40,901
-3,184
TZA icon
708
Direxion Daily Small Cap Bear 3x Shares
TZA
$326M
$322K ﹤0.01%
+18,942
BEAM icon
709
Beam Therapeutics
BEAM
$2.25B
$321K ﹤0.01%
16,467
+10,571
IDXX icon
710
Idexx Laboratories
IDXX
$56.6B
$320K ﹤0.01%
+762
ADT icon
711
ADT
ADT
$6.78B
$319K ﹤0.01%
+39,210
IMKTA icon
712
Ingles Markets
IMKTA
$1.41B
$318K ﹤0.01%
4,883
-455
ESS icon
713
Essex Property Trust
ESS
$16.8B
$316K ﹤0.01%
1,032
+935
RYLD icon
714
Global X Russell 2000 Covered Call ETF
RYLD
$1.28B
$316K ﹤0.01%
+20,951
COPX icon
715
Global X Copper Miners ETF NEW
COPX
$2.73B
$313K ﹤0.01%
8,016
-17,856
ICHR icon
716
Ichor Holdings
ICHR
$515M
$313K ﹤0.01%
13,846
+13,760
TRI icon
717
Thomson Reuters
TRI
$61.2B
$312K ﹤0.01%
+1,807
SAN icon
718
Banco Santander
SAN
$153B
$310K ﹤0.01%
46,318
+22,332
SPB icon
719
Spectrum Brands
SPB
$1.31B
$307K ﹤0.01%
4,294
+2,733
XNET
720
Xunlei
XNET
$492M
$307K ﹤0.01%
68,377
+8,295
FRSH icon
721
Freshworks
FRSH
$3.16B
$304K ﹤0.01%
21,571
-49,170
TTI icon
722
TETRA Technologies
TTI
$1.01B
$304K ﹤0.01%
+90,660
GERN icon
723
Geron
GERN
$683M
$302K ﹤0.01%
190,021
+47,439
KLC
724
KinderCare Learning Companies
KLC
$650M
$302K ﹤0.01%
26,065
+24,483
UWMC icon
725
UWM Holdings
UWMC
$1.15B
$298K ﹤0.01%
54,595
-74,888