Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
701
$710K ﹤0.01%
10,535
+10,198
702
$710K ﹤0.01%
+6,486
703
$709K ﹤0.01%
+7,141
704
$705K ﹤0.01%
13,506
+12,902
705
$705K ﹤0.01%
5,791
+4,986
706
$704K ﹤0.01%
+13,618
707
$702K ﹤0.01%
80,282
+54,655
708
$701K ﹤0.01%
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$701K ﹤0.01%
12,135
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710
$700K ﹤0.01%
12,734
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711
$696K ﹤0.01%
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712
$696K ﹤0.01%
40,327
+16,709
713
$693K ﹤0.01%
+864
714
$693K ﹤0.01%
18,606
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715
$690K ﹤0.01%
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716
$690K ﹤0.01%
20,435
+5,025
717
$689K ﹤0.01%
2,583
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718
$689K ﹤0.01%
1,033
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719
$688K ﹤0.01%
+8,808
720
$688K ﹤0.01%
+29,969
721
$686K ﹤0.01%
12,681
-66,675
722
$686K ﹤0.01%
7,578
-7,340
723
$686K ﹤0.01%
+26,214
724
$683K ﹤0.01%
683
-187
725
$681K ﹤0.01%
+28,262