Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
701
$217K ﹤0.01%
21,585
+16,028
702
$216K ﹤0.01%
51,686
+20,502
703
$215K ﹤0.01%
12,519
-25,935
704
$212K ﹤0.01%
+30,143
705
$212K ﹤0.01%
6,812
-26,759
706
$211K ﹤0.01%
+67,874
707
$211K ﹤0.01%
4,910
+4,646
708
$209K ﹤0.01%
37
+31
709
$208K ﹤0.01%
59,626
-176,056
710
$206K ﹤0.01%
22,378
+11,706
711
$206K ﹤0.01%
+4,247
712
$205K ﹤0.01%
+32,099
713
$205K ﹤0.01%
+1,613
714
$205K ﹤0.01%
7,155
-6,625
715
$204K ﹤0.01%
28,830
+7,432
716
$204K ﹤0.01%
6,929
+2,870
717
$204K ﹤0.01%
25,948
+20,143
718
$204K ﹤0.01%
+69,842
719
$204K ﹤0.01%
20,713
+20,152
720
$204K ﹤0.01%
147,333
+108,766
721
$203K ﹤0.01%
+10,912
722
$203K ﹤0.01%
+4,247
723
$203K ﹤0.01%
17,313
-60,010
724
$203K ﹤0.01%
+11,239
725
$201K ﹤0.01%
14,346
-1,776