Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
701
$181K ﹤0.01%
+549
702
$181K ﹤0.01%
15,750
+1,802
703
$180K ﹤0.01%
6,256
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$180K ﹤0.01%
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705
$179K ﹤0.01%
3,830
-7,304
706
$179K ﹤0.01%
2,691
-2,113
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$179K ﹤0.01%
1,054
-925
708
$179K ﹤0.01%
8,503
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709
$178K ﹤0.01%
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$178K ﹤0.01%
1,251
+1,173
711
$174K ﹤0.01%
2,133
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712
$173K ﹤0.01%
4,959
+3,959
713
$173K ﹤0.01%
21,684
+15,799
714
$172K ﹤0.01%
+41,204
715
$172K ﹤0.01%
+3,153
716
$172K ﹤0.01%
6,391
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717
$172K ﹤0.01%
+3,421
718
$172K ﹤0.01%
18,095
-65,348
719
$171K ﹤0.01%
+12,386
720
$170K ﹤0.01%
13,915
-38,770
721
$169K ﹤0.01%
15,707
-8,914
722
$169K ﹤0.01%
2,143
+756
723
$168K ﹤0.01%
+4,292
724
$168K ﹤0.01%
+10,349
725
$168K ﹤0.01%
15,074
-18,463