Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
701
$175K ﹤0.01%
1,179
-3,969
702
$175K ﹤0.01%
16,860
+16,299
703
$174K ﹤0.01%
4,017
+793
704
$174K ﹤0.01%
11,951
+904
705
$173K ﹤0.01%
+4,133
706
$172K ﹤0.01%
9,335
+7,663
707
$172K ﹤0.01%
+17,876
708
$172K ﹤0.01%
6,541
+1,121
709
$171K ﹤0.01%
2,911
+2,521
710
$171K ﹤0.01%
4,729
+1,841
711
$168K ﹤0.01%
6,668
-52,077
712
$168K ﹤0.01%
2,844
+2,633
713
$166K ﹤0.01%
2,422
-435
714
$166K ﹤0.01%
1,882
-1,783
715
$164K ﹤0.01%
+4,664
716
$163K ﹤0.01%
40,102
-11,323
717
$163K ﹤0.01%
1,419
-5,039
718
$162K ﹤0.01%
8,876
-2,355
719
$162K ﹤0.01%
+2,462
720
$162K ﹤0.01%
+6,487
721
$161K ﹤0.01%
+12,491
722
$161K ﹤0.01%
7,855
-13,783
723
$160K ﹤0.01%
+2,231
724
$159K ﹤0.01%
8,564
+7,118
725
$159K ﹤0.01%
+7,565