Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
701
$167K ﹤0.01%
2,893
-59,866
702
$166K ﹤0.01%
7,724
-38,765
703
$166K ﹤0.01%
34,650
-10,747
704
$166K ﹤0.01%
+5,571
705
$165K ﹤0.01%
+6,989
706
$164K ﹤0.01%
+4,153
707
$164K ﹤0.01%
11,320
+3,059
708
$163K ﹤0.01%
3,937
+832
709
$162K ﹤0.01%
10,940
+1,043
710
$162K ﹤0.01%
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711
$161K ﹤0.01%
+6,491
712
$160K ﹤0.01%
5,656
-25,062
713
$160K ﹤0.01%
1,562
+206
714
$159K ﹤0.01%
+6,067
715
$159K ﹤0.01%
+10,278
716
$159K ﹤0.01%
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717
$158K ﹤0.01%
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718
$158K ﹤0.01%
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719
$158K ﹤0.01%
3,343
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720
$157K ﹤0.01%
180
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721
$157K ﹤0.01%
3,231
+2,316
722
$156K ﹤0.01%
+522
723
$156K ﹤0.01%
2,602
-9,548
724
$156K ﹤0.01%
26,448
+5,134
725
$156K ﹤0.01%
+3,282