Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$646M
AUM Growth
-$129M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,493
New
Increased
Reduced
Closed

Top Buys

1 +$27.5M
2 +$16.3M
3 +$13.9M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$10.4M
5
GILD icon
Gilead Sciences
GILD
+$10.4M

Top Sells

1 +$95.3M
2 +$21.1M
3 +$20M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$12.1M

Sector Composition

1 Healthcare 13.63%
2 Communication Services 9.81%
3 Consumer Discretionary 9.7%
4 Technology 9.67%
5 Financials 9.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
701
$99K 0.01%
978
-287
702
$99K 0.01%
+1,275
703
$99K 0.01%
+11,752
704
$99K 0.01%
+2,290
705
$98K 0.01%
1,123
-1,716
706
$98K 0.01%
737
-198
707
$98K 0.01%
2,896
+1,243
708
$98K 0.01%
1,066
+785
709
$98K 0.01%
3,436
-1,387
710
$97K 0.01%
1,735
-2,977
711
$97K 0.01%
+3,871
712
$97K 0.01%
15,320
-11,485
713
$96K 0.01%
19,317
-54,055
714
$96K 0.01%
230
+170
715
$96K 0.01%
+1,000
716
$96K 0.01%
6,068
+363
717
$96K 0.01%
5,216
-2,116
718
$96K 0.01%
+15,000
719
$95K 0.01%
4,528
+4,056
720
$94K 0.01%
+3,434
721
$94K 0.01%
1,770
+215
722
$94K 0.01%
+2,505
723
$93K 0.01%
1,166
-58
724
$93K 0.01%
+7,360
725
$93K 0.01%
3,444
+2,881