Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$501M
AUM Growth
+$20.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,546
New
Increased
Reduced
Closed

Top Buys

1 +$41.4M
2 +$12.3M
3 +$9.89M
4
BABA icon
Alibaba
BABA
+$9.66M
5
INTC icon
Intel
INTC
+$9.11M

Top Sells

1 +$36.8M
2 +$31.2M
3 +$29M
4
AMZN icon
Amazon
AMZN
+$25.6M
5
BIDU icon
Baidu
BIDU
+$12.9M

Sector Composition

1 Communication Services 13.31%
2 Consumer Discretionary 13.07%
3 Healthcare 12.41%
4 Technology 11.91%
5 Financials 8.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
701
$73K 0.01%
11,604
+8,614
702
$72K 0.01%
+2,815
703
$71K 0.01%
1,996
+395
704
$71K 0.01%
3,342
-676
705
$71K 0.01%
2,851
+1,801
706
$70K 0.01%
+1,681
707
$70K 0.01%
699
-499
708
$70K 0.01%
+667
709
$70K 0.01%
32,305
+26,011
710
$70K 0.01%
+1,444
711
$68K 0.01%
3,216
+515
712
$68K 0.01%
+3,024
713
$68K 0.01%
2,152
+1,241
714
$67K 0.01%
+1,310
715
$67K 0.01%
+13,944
716
$67K 0.01%
+3,005
717
$67K 0.01%
+1,064
718
$67K 0.01%
1,212
-2,666
719
0
720
$66K 0.01%
+2,149
721
$66K 0.01%
+1,309
722
$66K 0.01%
+2,029
723
$66K 0.01%
1,500
-1,137
724
$66K 0.01%
10,629
+4,684
725
$66K 0.01%
1,482
+372