We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
-4.36%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$156B
AUM Growth
-$22.4B
Cap. Flow
-$7.93B
Cap. Flow %
-5.08%
Top 10 Hldgs %
50.56%
Holding
10,070
New
1,566
Increased
3,139
Reduced
3,654
Closed
1,547

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$518M
2
MSTR icon
Strategy Inc
MSTR
+$81.2M
3
BABA icon
Alibaba
BABA
+$66.7M
4
AMD icon
Advanced Micro Devices
AMD
+$44.3M
5
UBER icon
Uber
UBER
+$41.3M

Sector Composition

Rank Sector Weight
1 Technology 0.41%
2 Consumer Discretionary 0.22%
3 Healthcare 0.17%
4 Communication Services 0.15%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
ORC
7101
CALL
Orchid Island Capital
ORC
$1.3B
$10K ﹤0.01%
1,400
-7,400
-84% -$60.8K
POWI icon
7102
PUT
Power Integrations
POWI
$3.53B
$10K ﹤0.01%
200
PRCH icon
7103
PUT
Porch Group
PRCH
$1.39B
$10K ﹤0.01%
1,500
-35,400
-96% -$192K
PRGS icon
7104
CALL
Progress Software
PRGS
$1.59B
$10K ﹤0.01%
200
-100
-33% -$5.72K
PRTS icon
7105
CALL
CarParts.com
PRTS
$39.7M
$10K ﹤0.01%
+1,090
New +$11.9K
PTEC
7106
DELISTED
Global X PropTech ETF
PTEC
$10K ﹤0.01%
+300
New +$10.5K
RGLS
7107
PUT
DELISTED
Regulus Therapeutics
RGLS
$10K ﹤0.01%
+6,200
New +$8.18K
SEVN
7108
Seven Hills Realty Trust
SEVN
$181M
$10K ﹤0.01%
816
-589
-42% -$7.59K
SFNC icon
7109
Simmons First National
SFNC
$3.32B
$10K ﹤0.01%
+518
New +$11.2K
SGC icon
7110
PUT
Superior Group of Companies
SGC
$195M
$10K ﹤0.01%
+1,000
New +$14.1K
SIJ icon
7111
PUT
ProShares UltraShort Industrials
SIJ
$5.69M
$10K ﹤0.01%
+25
New +$804
SJT
7112
PUT
San Juan Basin Royalty Trust
SJT
$118M
$10K ﹤0.01%
+1,900
New +$8.95K
SLYG icon
7113
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$10K ﹤0.01%
130
+114
+713% +$10.2K
SMBC icon
7114
PUT
Southern Missouri Bancorp
SMBC
$854M
$10K ﹤0.01%
+200
New +$11.3K
SYPR icon
7115
Sypris Solutions
SYPR
$47.4M
$10K ﹤0.01%
+6,728
New +$13.1K
TBBK icon
7116
CALL
The Bancorp
TBBK
$2.81B
$10K ﹤0.01%
200
-400
-67% -$22.2K
TBI
7117
CALL
Trueblue
TBI
$237M
$10K ﹤0.01%
+2,000
New +$13.7K
TBLA icon
7118
PUT
Taboola.com
TBLA
$1.35B
$10K ﹤0.01%
3,500
-15,400
-81% -$52.6K
TGI
7119
DELISTED
Triumph Group
TGI
$10K ﹤0.01%
400
-2,937
-88% -$68K
TPIC
7120
CALL
DELISTED
TPI Composites
TPIC
$10K ﹤0.01%
13,000
-24,800
-66% -$32.4K
UDMY
7121
CALL
DELISTED
Udemy
UDMY
$10K ﹤0.01%
1,400
-27,200
-95% -$231K
UHAL icon
7122
U-Haul Holding Co
UHAL
$14.3B
$10K ﹤0.01%
+159
New +$11K
VLN icon
7123
Valens Semiconductor
VLN
$171M
$10K ﹤0.01%
5,130
-53,021
-91% -$132K
WDS icon
7124
PUT
Woodside Energy
WDS
$41.4B
$10K ﹤0.01%
700
-1,200
-63% -$18.3K
ZUMZ icon
7125
Zumiez
ZUMZ
$328M
$10K ﹤0.01%
+693
New +$10.7K

Similar funds

Simplex Trading's Q1 2025 Portfolio in Review

As of Q1 2025, Simplex Trading held 10,070 positions worth $156B, down 13% from $179B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Simplex Trading withdrew a net $7.93B in Q1 2025, closing 1,547 positions and reducing 3,654 holdings. Its most notable exit was Alibaba, an estimated $66.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.41% of assets, down from 0.68% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Simplex Trading opened a new position in iShares 20+ Year Treasury Bond ETF worth $278M.

  • Simplex Trading's largest Q1 2025 buy was iShares 20+ Year Treasury Bond ETF: 3,057,978 shares worth $278M.
  • Simplex Trading added most to NVIDIA in Q1 2025, an estimated $89.9M increase.
  • Simplex Trading's biggest Q1 2025 reduction was Apple, cutting an estimated $518M.
  • Simplex Trading fully exited Alibaba in Q1 2025, selling an estimated $66.7M.
  • Simplex Trading's ten largest holdings make up 51% of its $156B portfolio in Q1 2025.
  • Simplex Trading opened 1,566 new positions and closed 1,547 in Q1 2025.
  • Simplex Trading's portfolio value fell 13% quarter-over-quarter to $156B.

Based on Simplex Trading's 13F filing for Q1 2025, filed 12 May 2025.