Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
676
$461K ﹤0.01%
+3,038
677
$461K ﹤0.01%
+24,929
678
$461K ﹤0.01%
31,364
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679
$461K ﹤0.01%
59,265
+5,830
680
$461K ﹤0.01%
11,405
+18
681
$459K ﹤0.01%
5,028
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682
$459K ﹤0.01%
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683
$459K ﹤0.01%
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$457K ﹤0.01%
50,995
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685
$457K ﹤0.01%
98,508
-131,699
686
$457K ﹤0.01%
1,080
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$453K ﹤0.01%
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688
$453K ﹤0.01%
283,178
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689
$450K ﹤0.01%
26,685
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690
$450K ﹤0.01%
21,055
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$448K ﹤0.01%
94,642
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$447K ﹤0.01%
5,966
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$446K ﹤0.01%
7,211
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$445K ﹤0.01%
33,951
+30,714
695
$444K ﹤0.01%
6,777
+5,299
696
$444K ﹤0.01%
+13,049
697
$443K ﹤0.01%
+112,619
698
$442K ﹤0.01%
24,394
-352,881
699
$438K ﹤0.01%
11,348
+10,198
700
$436K ﹤0.01%
10,411
-7,023