Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
676
$501K ﹤0.01%
15,604
-25,366
677
$500K ﹤0.01%
6,321
+1,984
678
$498K ﹤0.01%
6,091
+1,628
679
$497K ﹤0.01%
36,876
-2,189
680
$496K ﹤0.01%
6,066
-245
681
$494K ﹤0.01%
+5,958
682
$494K ﹤0.01%
4,046
+231
683
$491K ﹤0.01%
+2,747
684
$491K ﹤0.01%
1,106
-669
685
$491K ﹤0.01%
14,658
+2,038
686
$490K ﹤0.01%
5,788
+1,334
687
$489K ﹤0.01%
+167
688
$489K ﹤0.01%
14,268
-25,264
689
$489K ﹤0.01%
+12,523
690
$488K ﹤0.01%
+12,876
691
$484K ﹤0.01%
5,036
-11,426
692
$481K ﹤0.01%
12,678
+3,750
693
$481K ﹤0.01%
43,625
-29,798
694
$480K ﹤0.01%
+10,894
695
$477K ﹤0.01%
6,202
+1,702
696
$477K ﹤0.01%
+6,257
697
$476K ﹤0.01%
36,731
+3,844
698
$476K ﹤0.01%
+1
699
$475K ﹤0.01%
9,585
+8,280
700
$475K ﹤0.01%
+19,405