Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
676
$240K ﹤0.01%
10,725
+1,133
677
$239K ﹤0.01%
26,387
+23,414
678
$238K ﹤0.01%
+2,868
679
$238K ﹤0.01%
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680
$236K ﹤0.01%
17,038
-8,084
681
$236K ﹤0.01%
11,537
-85,776
682
$234K ﹤0.01%
3,396
+1,460
683
$234K ﹤0.01%
2,120
+2,036
684
$234K ﹤0.01%
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685
$233K ﹤0.01%
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686
$233K ﹤0.01%
8,106
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687
$232K ﹤0.01%
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688
$230K ﹤0.01%
8,032
-11,114
689
$230K ﹤0.01%
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690
$227K ﹤0.01%
12,027
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691
$227K ﹤0.01%
20,614
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692
$223K ﹤0.01%
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693
$223K ﹤0.01%
3,545
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694
$221K ﹤0.01%
+3,401
695
$220K ﹤0.01%
1,200
-3,439
696
$220K ﹤0.01%
+53,558
697
$219K ﹤0.01%
113
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698
$219K ﹤0.01%
20,046
-20,780
699
$219K ﹤0.01%
+36,297
700
$218K ﹤0.01%
6,943
+3,467