Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
676
$195K ﹤0.01%
4,723
+1,789
677
$194K ﹤0.01%
92,887
+46,274
678
$194K ﹤0.01%
+6,174
679
$192K ﹤0.01%
4,759
+4,043
680
$191K ﹤0.01%
5,650
+1,942
681
$189K ﹤0.01%
17,316
+13,530
682
$189K ﹤0.01%
6,864
+1,447
683
$189K ﹤0.01%
+1,995
684
$189K ﹤0.01%
+34,860
685
$188K ﹤0.01%
14,634
-1,232
686
$188K ﹤0.01%
36,455
+14,488
687
$187K ﹤0.01%
46
+35
688
$186K ﹤0.01%
13,097
+12,697
689
$186K ﹤0.01%
+3,685
690
$185K ﹤0.01%
4,270
+4,233
691
$185K ﹤0.01%
5,263
+4,776
692
$184K ﹤0.01%
32,867
-3,817
693
$183K ﹤0.01%
6,323
+2,263
694
$182K ﹤0.01%
6,305
+6,188
695
$181K ﹤0.01%
6,424
+4,171
696
$180K ﹤0.01%
+8,283
697
$179K ﹤0.01%
3,451
+2,147
698
$177K ﹤0.01%
2,918
-798
699
$176K ﹤0.01%
+13,341
700
$176K ﹤0.01%
21,271
-15,308