Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$791M
AUM Growth
+$153M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,551
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$18.1M
3 +$14.9M
4
BIIB icon
Biogen
BIIB
+$13.7M
5
V icon
Visa
V
+$13.3M

Top Sells

1 +$37.4M
2 +$20.1M
3 +$15.8M
4
C icon
Citigroup
C
+$13.9M
5
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
+$12.9M

Sector Composition

1 Communication Services 12.51%
2 Healthcare 12.38%
3 Technology 12.22%
4 Consumer Discretionary 8.59%
5 Financials 8.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
676
$111K 0.01%
11,594
+10,955
677
$111K 0.01%
32,994
+31,236
678
$110K 0.01%
+16,875
679
$109K 0.01%
+3,591
680
$109K 0.01%
3,366
-33,971
681
$108K 0.01%
20,341
+15,881
682
$108K 0.01%
+15,327
683
$108K 0.01%
20,518
+12,791
684
$107K 0.01%
+4,417
685
$107K 0.01%
4,896
-5,900
686
$106K 0.01%
3,363
+2,981
687
$106K 0.01%
4,424
-2,302
688
$106K 0.01%
+16,026
689
$105K 0.01%
4,875
+1,370
690
$105K 0.01%
1,839
-3,429
691
$105K 0.01%
+2,764
692
$104K 0.01%
+3,405
693
$103K 0.01%
785
+553
694
$103K 0.01%
4,269
+3,834
695
$101K 0.01%
+2,223
696
$101K 0.01%
+1,393
697
$101K 0.01%
4,498
+272
698
$101K 0.01%
5,413
-3,220
699
$100K 0.01%
2,321
-18,924
700
$100K 0.01%
+26,348