We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
-4.36%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$156B
AUM Growth
-$22.4B
Cap. Flow
-$7.93B
Cap. Flow %
-5.08%
Top 10 Hldgs %
50.56%
Holding
10,070
New
1,566
Increased
3,139
Reduced
3,654
Closed
1,547

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$518M
2
MSTR icon
Strategy Inc
MSTR
+$81.2M
3
BABA icon
Alibaba
BABA
+$66.7M
4
AMD icon
Advanced Micro Devices
AMD
+$44.3M
5
UBER icon
Uber
UBER
+$41.3M

Sector Composition

Rank Sector Weight
1 Technology 0.41%
2 Consumer Discretionary 0.22%
3 Healthcare 0.17%
4 Communication Services 0.15%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
ASPI icon
6951
ASP Isotopes
ASPI
$475M
$12K ﹤0.01%
2,578
+1,299
+102% +$6.48K
ASRT
6952
DELISTED
Assertio
ASRT
$12K ﹤0.01%
+1,245
New +$14.8K
SRTA
6953
CALL
Strata Critical Medical Inc
SRTA
$440M
$12K ﹤0.01%
4,600
-15,300
-77% -$54.9K
BLZE icon
6954
PUT
Backblaze
BLZE
$724M
$12K ﹤0.01%
+2,500
New +$15.4K
CWK icon
6955
CALL
Cushman & Wakefield Ltd
CWK
$3.2B
$12K ﹤0.01%
1,200
+300
+33% +$3.65K
DHC
6956
Diversified Healthcare Trust
DHC
$2.23B
$12K ﹤0.01%
+5,030
New +$12.4K
DIOD icon
6957
PUT
Diodes
DIOD
$3.69B
$12K ﹤0.01%
300
-4,200
-93% -$227K
DIVB icon
6958
PUT
iShares Core Dividend ETF
DIVB
$1.7B
$12K ﹤0.01%
300
-1,300
-81% -$63.7K
DLNG icon
6959
CALL
Dynagas LNG Partners
DLNG
$132M
$12K ﹤0.01%
3,200
+2,900
+967% +$12.9K
DRIO icon
6960
DarioHealth
DRIO
$54.8M
$12K ﹤0.01%
1,040
+976
+1,525% +$13.8K
EXPD icon
6961
PUT
Expeditors International
EXPD
$22.4B
$12K ﹤0.01%
100
-200
-67% -$23K
FBY icon
6962
YieldMax META Option Income Strategy ETF
FBY
$109M
$12K ﹤0.01%
770
+13
+2% +$247
FPI
6963
PUT
Farmland Partners
FPI
$417M
$12K ﹤0.01%
1,100
-1,300
-54% -$15K
FTRE icon
6964
PUT
Fortrea Holdings
FTRE
$1.96B
$12K ﹤0.01%
1,700
-5,700
-77% -$80.5K
FXB icon
6965
CALL
Invesco CurrencyShares British Pound Sterling Trust
FXB
$76.7M
$12K ﹤0.01%
100
GTIM icon
6966
CALL
Good Times Restaurants
GTIM
$15M
$12K ﹤0.01%
+5,200
New +$12.9K
HI
6967
PUT
DELISTED
Hillenbrand
HI
$12K ﹤0.01%
500
HZO icon
6968
PUT
MarineMax
HZO
$782M
$12K ﹤0.01%
600
-6,700
-92% -$179K
IPGP icon
6969
CALL
IPG Photonics
IPGP
$3.57B
$12K ﹤0.01%
200
IPGP icon
6970
PUT
IPG Photonics
IPGP
$3.57B
$12K ﹤0.01%
+200
New +$13.4K
IRS
6971
PUT
IRSA Inversiones y Representaciones
IRS
$1.3B
$12K ﹤0.01%
+1,000
New +$14.2K
ISSC icon
6972
Innovative Solutions & Support
ISSC
$343M
$12K ﹤0.01%
1,997
+948
+90% +$8.17K
ISSC icon
6973
PUT
Innovative Solutions & Support
ISSC
$343M
$12K ﹤0.01%
+2,000
New +$17.2K
JAMF
6974
PUT
DELISTED
Jamf
JAMF
$12K ﹤0.01%
1,000
-7,600
-88% -$109K
KALU icon
6975
Kaiser Aluminum
KALU
$2.65B
$12K ﹤0.01%
213
+103
+94% +$7.21K

Similar funds

Simplex Trading's Q1 2025 Portfolio in Review

As of Q1 2025, Simplex Trading held 10,070 positions worth $156B, down 13% from $179B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Simplex Trading withdrew a net $7.93B in Q1 2025, closing 1,547 positions and reducing 3,654 holdings. Its most notable exit was Alibaba, an estimated $66.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.41% of assets, down from 0.68% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Simplex Trading opened a new position in iShares 20+ Year Treasury Bond ETF worth $278M.

  • Simplex Trading's largest Q1 2025 buy was iShares 20+ Year Treasury Bond ETF: 3,057,978 shares worth $278M.
  • Simplex Trading added most to NVIDIA in Q1 2025, an estimated $89.9M increase.
  • Simplex Trading's biggest Q1 2025 reduction was Apple, cutting an estimated $518M.
  • Simplex Trading fully exited Alibaba in Q1 2025, selling an estimated $66.7M.
  • Simplex Trading's ten largest holdings make up 51% of its $156B portfolio in Q1 2025.
  • Simplex Trading opened 1,566 new positions and closed 1,547 in Q1 2025.
  • Simplex Trading's portfolio value fell 13% quarter-over-quarter to $156B.

Based on Simplex Trading's 13F filing for Q1 2025, filed 12 May 2025.